AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AV

Alejandro J. Vicens

ALTURA PRIVATE CAPITAL
Rio Grande, PR
Some features on this profile are disabled
CRD#: 2683751
AV

Professional summary

Alejandro Jose Vicens, who also goes by Alejandro VIcens, Alex Vicens, is a registered financial advisor currently at ALTURA PRIVATE CAPITAL, LLC located in Rio Grande, and CG COMPASS (USA) LLC located in Miami, Florida.

Alejandro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Alejandro has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alejandro Vicens | Alex Vicens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alejandro Jose Vicens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

ALTURA PRIVATE CAPITAL, LLC

RIA
CRD#: 332050
Rio Grande, PR
Current

November 18, 2022 - Present

CG COMPASS (USA) LLC

Office #1: 1441 Brickell Avenue Suite 1430, Miami, FL 33131
BD
CRD#: 129837
Miami, FL
Current

March 4, 2024 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
BD
CRD#: 156171
Miami, FL
Past

April 22, 2024 - April 25, 2024

DOMINARI SECURITIES LLC

RIA
CRD#: 18975
San Juan, PR
Past

April 22, 2024 - April 25, 2024

DOMINARI SECURITIES LLC

BD
CRD#: 18975
San Juan, PR
Past

January 16, 2001 - August 19, 2022

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

February 11, 2000 - January 17, 2001

OFS SECURITIES, INC.

BD
CRD#: 39615
HATO REY, PR
Past

December 7, 1995 - February 3, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/18/2022)
IAR
Florida
(1/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/29/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/2/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/18/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/26/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AP
ALTURA PRIVATE CAPITAL, LLC
ALTURA PRIVATE CAPITAL, LLC | MASTER RIA, LLC | MASTER FAMILY OFFICE | MASTER ADVISORS

CRD#: 332050 / SEC#: 801-130752

RIA
Registered Investment Advisory firm - (7/25/2024 120-Day Approval)
Florida
Registered Investment Advisory firm - (2/14/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
801 Brickell Avenue Suite 510, Miami, FL 33131
Mailing Address
Phone number
(786) 530-6274
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALTURA PRIVATE CAPITAL, LLC FIRM BROCHURE (11/7/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTURA PRIVATE CAPITAL, LLC

CRD#: 332050Rio Grande, PR

TRUST BUT VERIFY

Monitor Alejandro Vicens

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.