James Patrick Dew
CFP®, ChFC®, CPWA®Professional Summary
James Patrick Dew, CFP®, ChFC®, CPWA® is a registered financial advisor currently at DEW WEALTH MANAGEMENT located in Scottsdale, Arizona. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Jim Dew, Advisor To The Entrepreneur®, is the CEO and Founder of Dew Wealth Management. Jim has twenty-seven years of experience building virtual family offices for entrepreneurs. He earned a BS in Mathematics from the University of Arizona and an MBA from Arizona State University. Jim is a Certified Financial Planner™, Chartered Financial Consultant®, and a Certified Private Wealth Advisor®. He has been a guest on podcasts like Entrepreneurs On Fire, Business Lunch, and The...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
Contact Information
Main Address
8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260Phone Number
(480) 614-9119# of Employees
36SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
596AUM (Assets Under Management)
$464,654,933Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(3/2/2004)
(4/17/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1995About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Dew's CRS (Customer Relationship Summary).
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