James P. Dew
DEW WEALTH MANAGEMENT
Scottsdale, AZ 85260
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CRD#: 2683709
Professional summary
James Patrick Dew, CFP®, ChFC®, CPWA® is a registered financial advisor currently at DEW WEALTH MANAGEMENT located in Scottsdale, Arizona.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Biography
Jim Dew, Advisor To The Entrepreneur®, is the CEO and Founder of Dew Wealth Management. Jim has twenty-seven years of experience building virtual family offices for entrepreneurs. He earned a BS in Mathematics from the University of Arizona and an MBA from Arizona State University. Jim is a Certified Financial Planner™, Chartered Financial Consultant®, and a Certified Private Wealth Advisor®. He has been a guest on podcasts like Entrepreneurs On Fire, Business Lunch, and The Ultimate Advisor. Jim has presented on many stages with other entrepreneurs like Ed Mylett, Robert Kiyosaki, and Tim Grover. Jim has been featured in Inc, Entrepreneur, and Huffington Post magazines and is the author of “Beyond a Million: The Entrepreneur’s Playbook for Expanding Wealth, Freedom, and Time.”
Jim’s credentials include:
BS, University of Arizona
MBA, Arizona State University
Certified Financial Planner (CFP®)
Chartered Financial Consultant (ChFC®)
Certified Private Wealth Advisor (CPWA®)
Certified Divorce Financial Analyst (CDFA™)
Financial Planning Association (FPA)
Past President, FPA of Greater Phoenix
Executive Council Charities, Life Member
New Pathways for Youth, Emeritus Council
Approved by National Ethics Bureau™
Jim is also active in the community and has raised over $900,000 for the children’s charities in Arizona. He is passionate about helping others Jim is a native Arizonan and a resident of Scottsdale. He values fitness and a healthy lifestyle, particularly enjoying reading, hiking, and writing. Jim has been married for more than 29 years to his beautiful wife, Mimi. He is still crazy about her.
Question & Answer
What are your service offerings?
Business Succession Planning
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Small Business Planning
Employee and Employer Plan Ben...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Mr. Dew is a licensed insurance agent, but does not engage in commission-based sales. Insurance licensure is maintained solely for the purpose of collecting trail commissions on prior sales. (2) Mr. Dew is an independent trustee for one or more trusts of persons who are not advisory clients of Dew Wealth. In this role, Mr. Dew confers with other trustees regarding the management and distribution of trust assets. Mr. Dew devotes approximately 8 hours per month to this activity, the majority of which is during securities trading hours. (3) Mr. Dew is an author of educational and informational books and investing and financial planning. Mr. Dew does not currently participate in this activity but continues to collect royalty payments from prior published works. Mr. Dew does not devote any of his time to this activity, including during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Dew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
CPWA®
Start date: 2016-03-02
Expire date: 2024-01-31
Experience
Current
March 2, 2004 - Present
DEW WEALTH MANAGEMENT
Office #1: 8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260RIA
CRD#: 114148
Scottsdale, AZ
Past
February 22, 2001 - December 31, 2001
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Past
December 7, 1995 - March 11, 2002
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DEW WEALTH MANAGEMENT
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
CRD#: 114148 / SEC#: 801-108014
RIA
Registered Investment Advisory firm - (6/24/2016 Approved)Arizona
Registered Investment Advisory firm - (6/27/2016 Terminated)California
Registered Investment Advisory firm - (7/27/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/2/2004)
IAR
Texas(4/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DW
DEW WEALTH MANAGEMENT
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
CRD#: 114148 / SEC#: 801-108014
RIA
Registered Investment Advisory firm - (6/24/2016 Approved)Arizona
Registered Investment Advisory firm - (6/27/2016 Terminated)California
Registered Investment Advisory firm - (7/27/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 614-9119
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 664 |
| AUM (Assets Under Management) | $ 361,883,561 |
Red Flags
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