Richard W. Jefferson
Professional summary
Richard William Jefferson JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Richard had worked at 4 firms, which includes INTERNATIONAL BOND AND SHARE INC., MORGAN TAYLOR & ASSOCIATES INC., FOSTER JEFFRIES SECURITIES LLC, MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1998 - July 24, 1998
INTERNATIONAL BOND AND SHARE, INC.
January 14, 1998 - April 21, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
November 8, 1996 - November 24, 1997
FOSTER JEFFRIES SECURITIES, LLC
August 6, 1996 - October 28, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTERNATIONAL BOND AND SHARE, INC.
CRD#: 43196 / SEC#: , 8-50173
Contact information
Documents
Red Flags
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