Jeff R. Mitchell

JRM CAPITAL MANAGEMENT

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CRD#: 2683640

Professional summary

Jeff Roderick Mitchell is a registered financial advisor currently at JRM CAPITAL MANAGEMENT INC. .

Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jeff has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Roderick Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2009 - Present

JRM CAPITAL MANAGEMENT INC.

RIA

CRD#: 142039

Past

April 8, 2009 - November 9, 2017

LIFEMARK SECURITIES CORP.

CRD#: 16204

MITCHELLVILLE, MD

Past

June 6, 2007 - October 12, 2007

JRM CAPITAL MANAGEMENT INC.

RIA

CRD#: 142039

MITCHELLVILLE, MD

Past

October 31, 2006 - September 19, 2008

TRADERIGHT SECURITIES, INC.

RIA

CRD#: 45598

MITCHELLVILLE, MD

Past

October 10, 2005 - March 13, 2009

TRADERIGHT SECURITIES, INC.

CRD#: 45598

MITCHELLVILLE, MD

Past

September 11, 2002 - November 1, 2004

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

WASHINGTON, DC

Past

April 24, 2000 - November 1, 2004

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

June 10, 1998 - April 28, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 6, 1996 - September 4, 1996

BILTMORE SECURITIES, INC.

CRD#: 25023

FT. LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/2001

General Securities Principal Examination

Current Firm

JRM CAPITAL MANAGEMENT INC.

JRM CAPITAL MANAGEMENT INC. | STAY CAPITAL ADVISORS

CRD#: 142039 / SEC#:

Maryland

Registered Investment Advisory firm - (10/29/2009 Approved)

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Contact information

Main Address

Mitchellville, MD

Mailing Address

Phone number

(301) 352-7395

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 2,675,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeff R. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Roderick Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

JRM CAPITAL MANAGEMENT INC.

TRADERIGHT SECURITIES, INC.

TRADERIGHT SECURITIES, INC.

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

MORGAN STANLEY DW INC.

BILTMORE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2007

Series 63

Date: 6/3/1996

SIE

Date: 11/9/2017

Series 7

Date: 5/7/1996

Series 24

Date: 10/22/2001

Current Firm

JRM CAPITAL MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JRM CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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