Gregory Syler

EASTSOUND CAPITAL ADVISORS

San Francisco, CA

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CRD#: 2683638

Professional summary

Gregory Syler, who also goes by Greg Syler, Gregory Allen Syler, is a registered financial advisor currently at EASTSOUND CAPITAL ADVISORS, LLC located in San Francisco, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Syler | Gregory Allen Syler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner and sole employee of Align Advisor Services. A compliance consulting service that provides regulatory compliance for RIAs. Located at 2054 43rd Avenue, San Francisco, CA. I promote 20 hours a week to the compliance consulting providing regulatory and compliance information to Advisors Investment Advisor, Eastsound Capital Advisors,5 hours a week during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Syler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2020 - Present

EASTSOUND CAPITAL ADVISORS, LLC

RIA

CRD#: 160180

San Francisco, CA

Past

June 25, 2018 - February 21, 2019

PACIFIC FORTUNE MANAGEMENT INC

RIA

CRD#: 287576

San Francisco, CA

Past

October 3, 2016 - September 7, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

San Jose, CA

Past

December 23, 2015 - December 8, 2016

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN JOSE, CA

Past

March 2, 2015 - December 11, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

March 2, 2015 - December 11, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN FRANCISCO, CA

Past

June 21, 2013 - February 25, 2015

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

SAN FRANCISCO, CA

Past

June 21, 2013 - February 25, 2015

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

November 14, 2011 - May 13, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN FRANCISCO, CA

Past

November 14, 2011 - May 13, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

April 26, 2007 - July 6, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN FRANCISCO, CA

Past

April 26, 2007 - July 6, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN FRANCISCO, CA

Past

April 2, 2007 - April 9, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PALO ALTO, CA

Past

April 2, 2007 - April 9, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

PALO ALTO, CA

Past

October 20, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PALO ALTO, CA

Past

October 20, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PALO ALTO, CA

Past

February 6, 2006 - June 1, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SAN FRANCISCO, CA

Past

November 30, 2004 - June 1, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 3, 2003 - November 23, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

March 21, 2001 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 27, 2000 - January 2, 2001

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EASTSOUND CAPITAL ADVISORS, LLC

CRD#: 160180 / SEC#: 801-129635

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

California

Registered Investment Advisory firm - (4/24/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/27/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/25/2024 Terminated)

Michigan

Registered Investment Advisory firm - (2/23/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/25/2024 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/10/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/25/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

EASTSOUND CAPITAL ADVISORS, LLC

CRD#: 160180 / SEC#: 801-129635

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

California

Registered Investment Advisory firm - (4/24/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/27/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/25/2024 Terminated)

Michigan

Registered Investment Advisory firm - (2/23/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/25/2024 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2024 Terminated)

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Contact information

Main Address

Eastsound, WA

Mailing Address

Phone number

(360) 317-4688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A 2B BROCHURE EASTSOUND J PIETSCH 10.25 (10/24/2025)

2B BROCHURE HUME 9.25V1 (9/12/2025)

2B BROCHURE BUTLER 7.25 (7/22/2025)

2B BROCHURE SYLER 6.25 (6/26/2025)

2B BROCHURE TAYLAN 6.25 (6/26/2025)

2B BROCHURE HANNA 3.24 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	450
AUM (Assets Under Management)	$ 167,704,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory Syler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Syler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC FORTUNE MANAGEMENT INC

SOWELL MANAGEMENT

CONCERT WEALTH MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

EPLANNING SECURITIES, INC.

Primary Firm SEC Registration

EASTSOUND CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2006

Series 63

Date: 9/1/2001

SIE

Date: 12/11/2015

Series 7

Date: 10/26/2000

Series 10

Date: 3/10/2004

Series 9

Date: 11/25/2003

Current Firm

EASTSOUND CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EASTSOUND CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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