Nigel B. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nigel Bruce Bell, who also goes by Nigel Bruce David Bell, was a registered financial professional .
Nigel is a previously registered financial professional and started their career in finance in 1996. Nigel had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2022 - June 5, 2026
ERNST & YOUNG CAPITAL ADVISORS, LLC
January 3, 2018 - September 26, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 9, 2015 - December 8, 2017
OPPENHEIMER & CO. INC.
August 15, 2013 - January 6, 2015
DRIVEWEALTH INSTITUTIONAL LLC
January 15, 2010 - January 10, 2013
JEFFERIES LLC
October 1, 2008 - December 7, 2009
J.P. MORGAN SECURITIES LLC
September 10, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 9, 1996 - July 26, 2007
ROTHSCHILD & CO US INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
