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Teresa Judy Elshaug

CRD# 2683430·Registered 1996 - 2013
Previously Registered: Being a previously registered professional could mean that Teresa is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Teresa Judy Elshaug, who also goes by Terri Kjelshus, was a registered financial advisor. Teresa was a previously registered financial professional and started their career in finance 1996 - 2013. Teresa had worked at 3 firms and has passed the Series 63, Series 7, Series 24, Series 4 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Terri Kjelshus

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

Past

ALTON SECURITIES GROUP INC.Past·CRD# 39639
BD
Merritt, NC
February 10, 2003 - November 7, 2013
NORTHLAND SECURITIES, INC.Past·CRD# 40258
BD
Minneapolis, MN
May 7, 1996 - September 16, 2002
BIRCHTREE FINANCIAL SERVICES LLCPast·CRD# 15014
BD
Minneapolis, MN
February 12, 1996 - March 29, 1996

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Current Firm

AS
ALTON SECURITIES GROUP INC.

ALTON SECURITIES GROUP INC.

CRD#: 39639 / SEC#: 8-48776
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Illinois since 10/04/1995

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
BRAY, GREGORY HOWARDSECRETARY2673259
MABERRY, MATT DALEPRESIDENT, CHIEF COMPLIANCE OFFICER1907099
MABERRY, MATT DALECHIEF INVESTMENT OFFICER1907099
ROSE, DENNIS ROBERTCHIEF FINANCIAL OFFICER, FINOP2680152
SELBY, WILLIAM WOODFINOWNER1230395

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2000About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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