Tommaso Pellegrino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommaso Pellegrino JR, who also goes by Tom Pellegrino, was a registered financial professional .
Tommaso is a previously registered financial professional and started their career in finance in 2003. Tommaso had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2013 - February 1, 2014
BLACKBOOK CAPITAL, LLC
January 3, 2013 - March 13, 2013
GLOBAL ARENA CAPITAL CORP
June 21, 2012 - December 10, 2012
JOHN THOMAS FINANCIAL
February 29, 2012 - July 16, 2012
EKN FINANCIAL SERVICES INC.
December 11, 2008 - March 14, 2011
FIRST MIDWEST SECURITIES, INC.
October 8, 2008 - November 21, 2008
REID & RUDIGER LLC
April 3, 2008 - October 13, 2008
J.P. TURNER & COMPANY, L.L.C.
January 9, 2007 - March 20, 2008
REID & RUDIGER LLC
November 3, 2005 - December 15, 2006
J.P. TURNER & COMPANY, L.L.C.
August 13, 2004 - October 28, 2005
BRUNDYN SECURITIES INC.
March 30, 2004 - August 11, 2004
NORTH AMERICAN CLEARING, INC.
February 7, 2003 - March 31, 2004
LH ROSS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
