AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DH

Douglas A. Haws

TOM JOHNSON INVESTMENT MANAGEMENT
Oklahoma City, OK 73102-4202
Some features on this profile are disabled
CRD#: 2683356
DH

Professional summary

Douglas Alan Haws, who also goes by Doug Haws, is a registered financial advisor currently at TOM JOHNSON INVESTMENT MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Douglas has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Doug Haws

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Alan Haws's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 1997 - Present

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

Office #1: 201 Robert S. Kerr Ave, Suite 510, Oklahoma City, OK 73102-4202
RIA
CRD#: 104511
Oklahoma City, OK
Past

April 9, 2001 - March 26, 2002

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

September 19, 1997 - April 9, 2001

UAM FUND DISTRIBUTORS, INC.

BD
CRD#: 24364
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TJ
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
TOM JOHNSON INVESTMENT MANAGEMENT, INC. | TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511 / SEC#: 801-42549

RIA
Registered Investment Advisory firm - (10/21/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(7/2/1997)
IAR
Texas
(1/1/1999)

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/1997
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/26/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 12/20/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TJ
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
TOM JOHNSON INVESTMENT MANAGEMENT, INC. | TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511 / SEC#: 801-42549

RIA
Registered Investment Advisory firm - (10/21/1992 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202
Mailing Address
Phone number
(405) 236-2111
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TJIM ADV PART 2 A&B 2025 BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts5,871
AUM (Assets Under Management)$ 1,628,875,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511Oklahoma City, OK 73102-4202

TRUST BUT VERIFY

Monitor Douglas Haws

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

TL
Thomas LoperAdvisorCheck Check Mark
CORNERSTONE WEALTH MANAGEMENT, LLC
IAR
RR
Tulsa, OK
John Israel
John IsraelAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
SAN RAMON, CA
Brandon Hendricks
Brandon HendricksAdvisorCheck Check Mark
MARINER WEALTH
PR
OVERLAND PARK, KS
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.