Michael R. Cline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Cline was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - September 13, 2019
SEAPORT GLOBAL SECURITIES LLC
March 28, 2018 - August 10, 2018
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
July 21, 2016 - March 21, 2018
MACQUARIE CAPITAL (USA) INC.
April 20, 2015 - July 5, 2016
CRT CAPITAL GROUP LLC
June 17, 2008 - April 20, 2015
STERNE, AGEE & LEACH, INC.
November 3, 2000 - May 29, 2008
UBS SECURITIES LLC
January 24, 2000 - November 3, 2000
UBS FINANCIAL SERVICES INC.
April 9, 1997 - January 27, 2000
J.P. MORGAN SECURITIES LLC
June 24, 1996 - March 17, 1997
DB ALEX. BROWN LLC
December 21, 1995 - May 21, 1996
TRADITION SECURITIES AND DERIVATIVES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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