Keith G. Menzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Gerard Menzel was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1996. Keith had worked at 13 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2013 - August 27, 2013
CHIMERA SECURITIES, LLC
May 3, 2011 - December 11, 2012
AVATAR SECURITIES, LLC
May 9, 2006 - January 7, 2008
OPUS TRADING FUND LLC
September 6, 2004 - March 16, 2005
TAFFERER TRADING, LLC
January 2, 2003 - February 20, 2004
BEAR WAGNER SPECIALISTS LLC
June 29, 2001 - December 19, 2001
ELECTRONIC TRADING GROUP, LLC
January 21, 1999 - August 28, 2000
SCHONFELD SECURITIES, LLC
May 1, 1998 - December 17, 1998
ON-SITE TRADING, INC.
July 1, 1997 - March 16, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 1, 1997 - March 16, 1998
EQUITABLE ADVISORS, LLC
May 20, 1997 - June 26, 1997
CETERA WEALTH SERVICES, LLC
March 1, 1996 - November 25, 1996
JOSEPHTHAL & CO., INC.
January 22, 1996 - April 12, 1996
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/2/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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