JP
Joseph A. Perry
AVISO WEALTH MANAGEMENT
Seattle, WA 98101
Some features on this profile are disabled
CRD#: 2683158
JP
Professional summary
Joseph Alan Perry, who also goes by Joseph A Perry, is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Seattle, Washington and OSAIC WEALTH, INC. located in Doylestown, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph A Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.AVISO FINANCIAL, LLC POS: Pres NATURE: entity is LLC and D.B.A. for securities/insurance biz conducted through Osaic Wealth, Inc. INVESTMENT RELATED: Yes # OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 5/3/13 ADDY: Doylestown, PA PA 18901 DESCRIPT: RR & Managing Member/Pres of the LLC W/Osaic Wealth, Inc. - this entity is our D.B.A. for all business conducted through Osaic. 2. AVISO WEALTH MGMT POS: Pres NATURE: Corp is Reg IA firm CRD # 108146 f/k/a Potomac Investments, Inc. INVESTMENT RELATED: Yes # OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 6/15/07 ADDY: Doylestown, PA 18901 DESCRIPT: IA Rep for portfolio strategies/mgmt/Pres/Chairman 3. AVISO TAX SERVICES, LLC POS: Pres NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 4/16/21 ADDY: Northumberland PA 17857 DESCRIPT: may solicit/refer clients to company 4. AVISO FINANCIAL OF VIRGINIA, LLC POS: MGMT NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 2/13/17 ADDY: 5987 Shetland Dr Doylestown PA 18902 DESCRIPT: not currently being used/intended to be DBA for future Virginia practice. 5. AVISO 227 HOLDINGS, LLC POS: MGMT MEM NATURE: LLC INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/03/23 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPT: Managing Member LLC. 6. CNBA HOLDING COMPANY LTD POS: Pres NATURE: Corp INVESTMENT RELATED: Yes # OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 12/31/12 ADDRESS: 227 Pt Township Dr, Northumberland PA 17857 DESCRIPTION: RR at Osaic Wealth Inc. entity is a dba for our Selinsgrove location. 7. PIPER MILANIE 1, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 1/6/17 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPT: I am the Managing Member LLC 8. AVIAPA, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 11/19/19 ADDY: 5987 Shetland Dr, Doylestown PA 1890 DESCRIPT: Managing Mem 9. CLEARED DIRECT LEASING, LLC POS: MGMT MEM NATURE: LLC INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 12/4/19 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPTION: MGMT MEM 10. KDYL CIRRUS 1, LLC POS: MGMT MEM NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 3/12/21 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPT: MGMT Mem 11. LEADING EDGE AVIATION, INC. POS: VP NATURE: CORP INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 12/4/19 ADDY: 3879 Old Easton Rd, Doylestown PA 18902 DESCRIP: participate in strategy meetings 12. LEA MAINTENANCE, LLC POS: Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 2/13/23 ADDY: 3879 Old Easton Rd, Doylestown PA 18902 DESCRIPT: MEMBER 13. GREENCASTLE FAMILY CIRRUS, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/10/23 ADDY: 5987 Shetland Dr Doylestown PA 18902 DESCRIPT: Managing Member of LLC. 14. AVIAPA FLIGHT LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDY: Doylestown PA 18902, United States DESCRIPT: duties include negotiating rental rates for the aircraft it owns as well as basic clerical duties such as bookkeeping and tax filings. 15. GREENCASTLE FAMILY HOLDINGS, LLC POSITION: MGMT MEM NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 10/16/23 ADDY: Doylestown PA 18902 DESCRIPT: Managing Member 16. PIPER JOJO 1, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 4/8/15 ADDY: Doylestown PA 18902 DESCRIPT:MGMT MEM 17. PIPER NIA 1, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 4/8/15 ADDY: Doylestown PA 18902 DESCRIPT:MGMT MEM
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Alan Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
AVISO WEALTH MANAGEMENT
Office #1: 600 University St Suite 2300, Seattle, WA 98101Office #2: 626 Jacksonville Rd Suite 102, Warminster, PA 18974Office #3: One Susquehanna Valley Mall Dr Suite C4, Selinsgrove, PA 17870RIA
CRD#: 108146
Seattle, WA
Current
September 29, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 252 W Swamp Rd Suite 28, Doylestown, PA 18901Office #2: 11900 Ne 1st St Suite 300, Bellevue, WA 98005Office #3: 146 State Street Suite 1, Augusta, ME 04330Office #4: 227 Point Township Drive, Northumberland, PA 17857Office #5: 601 Pennsylvania Ave. Nw South Building, Washington, DC 20004Office #6: 120 White Plains Road Suite 420, Tarrytown, NY 10591Office #7: 2700 Gambell Street Suite 403, Anchorage, AK 99503Office #8: 7047 E Greenway Pkwy Suite 250, Scottsdale, AZ 85254RIA
BD
CRD#: 23131
Doylestown, PA
Past
September 8, 2022 - October 3, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
BELLEVUE, WA
Past
November 13, 2020 - October 4, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Doylestown, PA
Past
March 20, 2020 - November 16, 2021
CETERA ADVISORS LLC
RIA
CRD#: 10299
BRADENTON, FL
Past
March 19, 2020 - November 16, 2021
CETERA ADVISORS LLC
BD
CRD#: 10299
BRADENTON, FL
Past
January 3, 2017 - December 31, 2016
AVISO WEALTH MANAGEMENT
RIA
CRD#: 108146
BELLEVUE, WA
Past
January 8, 2013 - November 13, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Warminster, PA
Past
September 20, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SELINSGROVE, PA
Past
March 30, 2010 - December 31, 2010
JHS CAPITAL ADVISORS, LLC
RIA
CRD#: 112097
SEATTLE, WA
Past
March 30, 2010 - September 1, 2011
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
SEATTLE, WA
Past
January 4, 2010 - March 31, 2010
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
PORTLAND, ME
Past
June 21, 2007 - December 31, 2016
AVISO WEALTH MANAGEMENT
RIA
CRD#: 108146
SEATTLE, WA
Past
June 18, 2007 - June 21, 2007
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
PORTLAND, ME
Past
June 15, 2007 - March 31, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
PORTLAND, ME
Past
September 23, 2002 - June 18, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MCLEAN, VA
Past
September 20, 2002 - June 18, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MCLEAN, VA
Past
May 5, 2000 - October 1, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 24, 1997 - October 1, 2002
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WASHINGTON, DC
Past
November 30, 1995 - May 10, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVISO WEALTH MANAGEMENT
AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS
CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - (3/22/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/2/2025)
RR
Arizona(9/29/2023)
RR
Arkansas(9/29/2023)
IAR
California(1/3/2017)
RR
California(9/29/2023)
RR
Colorado(9/29/2023)
RR
Connecticut(9/29/2023)
RR
Delaware(9/29/2023)
IAR
District of Columbia(1/12/2017)
RR
District of Columbia(9/29/2023)
IAR
Florida(10/18/2017)
RR
Florida(10/3/2023)
RR
Georgia(10/2/2023)
RR
Hawaii(10/2/2023)
RR
Idaho(4/11/2025)
RR
Illinois(10/5/2023)
RR
Indiana(4/11/2025)
RR
Iowa(4/11/2025)
RR
Kentucky(9/29/2023)
RR
Louisiana(9/29/2023)
IAR
Maine(1/3/2017)
RR
Maine(9/29/2023)
IAR
Maryland(1/3/2017)
RR
Maryland(9/29/2023)
RR
Massachusetts(9/29/2023)
RR
Michigan(9/29/2023)
RR
Minnesota(10/3/2023)
RR
Mississippi(1/2/2025)
RR
Missouri(4/11/2025)
RR
Montana(9/29/2023)
RR
Nevada(9/29/2023)
RR
New Hampshire(1/8/2024)
RR
New Jersey(9/29/2023)
RR
New Mexico(9/29/2023)
RR
New York(9/29/2023)
RR
North Carolina(10/4/2023)
RR
North Dakota(4/11/2025)
RR
Ohio(9/29/2023)
RR
Oklahoma(4/11/2025)
RR
Oregon(10/2/2023)
IAR
Pennsylvania(1/24/2017)
RR
Pennsylvania(9/29/2023)
RR
Rhode Island(9/29/2023)
RR
South Carolina(9/29/2023)
RR
South Dakota(9/29/2023)
RR
Tennessee(9/29/2023)
IAR
Texas(1/3/2017)
RR
Texas(9/29/2023)
RR
Utah(9/29/2023)
RR
Vermont(9/29/2023)
IAR
Virginia(1/3/2017)
RR
Virginia(9/29/2023)
IAR
Washington(1/3/2017)
RR
Washington(10/3/2023)
RR
West Virginia(9/29/2023)
RR
Wisconsin(4/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AVISO WEALTH MANAGEMENT
AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS
CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - (3/22/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11900 Ne 1st St Suite 300, Bellevue, WA 98005
Mailing Address
Phone number
(877) 633-1210
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,904 |
| AUM (Assets Under Management) | $ 494,946,434 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
