Joseph A. Perry

AVISO WEALTH MANAGEMENT

Seattle, WA 98101

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CRD#: 2683158

Professional summary

Joseph Alan Perry, who also goes by Joseph A Perry, is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Seattle, Washington and OSAIC WEALTH, INC. located in Doylestown, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph A Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alan Perry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

AVISO WEALTH MANAGEMENT

Office #1: 600 University St Suite 2300, Seattle, WA 98101Office #2: 626 Jacksonville Rd Suite 102, Warminster, PA 18974Office #3: One Susquehanna Valley Mall Dr Suite C4, Selinsgrove, PA 17870

RIA

CRD#: 108146

Seattle, WA

Current

September 29, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 252 W Swamp Rd Suite 28, Doylestown, PA 18901Office #2: 11900 Ne 1st St Suite 300, Bellevue, WA 98005Office #3: 146 State Street Suite 1, Augusta, ME 04330Office #4: 227 Point Township Drive, Northumberland, PA 17857Office #5: 601 Pennsylvania Ave. Nw South Building, Washington, DC 20004Office #6: 120 White Plains Road Suite 420, Tarrytown, NY 10591Office #7: 2700 Gambell Street Suite 403, Anchorage, AK 99503Office #8: 7047 E Greenway Pkwy Suite 250, Scottsdale, AZ 85254

RIA

CRD#: 23131

Doylestown, PA

Past

September 8, 2022 - October 3, 2023

CETERA ADVISORS LLC

CRD#: 10299

BELLEVUE, WA

Past

November 13, 2020 - October 4, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Doylestown, PA

Past

March 20, 2020 - November 16, 2021

CETERA ADVISORS LLC

RIA

CRD#: 10299

BRADENTON, FL

Past

March 19, 2020 - November 16, 2021

CETERA ADVISORS LLC

CRD#: 10299

BRADENTON, FL

Past

January 3, 2017 - December 31, 2016

AVISO WEALTH MANAGEMENT

RIA

CRD#: 108146

BELLEVUE, WA

Past

January 8, 2013 - November 13, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Warminster, PA

Past

September 20, 2011 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SELINSGROVE, PA

Past

March 30, 2010 - December 31, 2010

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

SEATTLE, WA

Past

March 30, 2010 - September 1, 2011

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

SEATTLE, WA

Past

January 4, 2010 - March 31, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

PORTLAND, ME

Past

June 21, 2007 - December 31, 2016

AVISO WEALTH MANAGEMENT

RIA

CRD#: 108146

SEATTLE, WA

Past

June 18, 2007 - June 21, 2007

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

PORTLAND, ME

Past

June 15, 2007 - March 31, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

PORTLAND, ME

Past

September 23, 2002 - June 18, 2007

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MCLEAN, VA

Past

September 20, 2002 - June 18, 2007

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MCLEAN, VA

Past

May 5, 2000 - October 1, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 24, 1997 - October 1, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WASHINGTON, DC

Past

November 30, 1995 - May 10, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVISO WEALTH MANAGEMENT

CRD#: 108146 / SEC#: 801-56358

RIA

Registered Investment Advisory firm - (3/22/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/2/2025)

Arizona
(9/29/2023)

Arkansas
(9/29/2023)

IAR

California
(1/3/2017)

California
(9/29/2023)

Colorado
(9/29/2023)

Connecticut
(9/29/2023)

Delaware
(9/29/2023)

IAR

District of Columbia
(1/12/2017)

District of Columbia
(9/29/2023)

IAR

Florida
(10/18/2017)

Florida
(10/3/2023)

Georgia
(10/2/2023)

Hawaii
(10/2/2023)

Idaho
(4/11/2025)

Illinois
(10/5/2023)

Indiana
(4/11/2025)

Iowa
(4/11/2025)

Kentucky
(9/29/2023)

Louisiana
(9/29/2023)

IAR

Maine
(1/3/2017)

Maine
(9/29/2023)

IAR

Maryland
(1/3/2017)

Maryland
(9/29/2023)

Massachusetts
(9/29/2023)

Michigan
(9/29/2023)

Minnesota
(10/3/2023)

Mississippi
(1/2/2025)

Missouri
(4/11/2025)

Montana
(9/29/2023)

Nevada
(9/29/2023)

New Hampshire
(1/8/2024)

New Jersey
(9/29/2023)

New Mexico
(9/29/2023)

New York
(9/29/2023)

North Carolina
(10/4/2023)

North Dakota
(4/11/2025)

Ohio
(9/29/2023)

Oklahoma
(4/11/2025)

Oregon
(10/2/2023)

IAR

Pennsylvania
(1/24/2017)

Pennsylvania
(9/29/2023)

Rhode Island
(9/29/2023)

South Carolina
(9/29/2023)

South Dakota
(9/29/2023)

Tennessee
(9/29/2023)

IAR

Texas
(1/3/2017)

Texas
(9/29/2023)

Utah
(9/29/2023)

Vermont
(9/29/2023)

IAR

Virginia
(1/3/2017)

Virginia
(9/29/2023)

IAR

Washington
(1/3/2017)

Washington
(10/3/2023)

West Virginia
(9/29/2023)

Wisconsin
(4/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/11/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/22/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AVISO WEALTH MANAGEMENT

CRD#: 108146 / SEC#: 801-56358

RIA

Registered Investment Advisory firm - (3/22/1999 Approved)

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Contact information

Main Address

11900 Ne 1st St Suite 300, Bellevue, WA 98005

Mailing Address

Phone number

(877) 633-1210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVISO WEALTH MANAGEMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,904
AUM (Assets Under Management)	$ 494,946,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph A. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alan Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

AVISO WEALTH MANAGEMENT

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

GUNNALLEN FINANCIAL, INC

AVISO WEALTH MANAGEMENT

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AVISO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/1997

Series 63

Date: 11/30/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/11/2004

Series 7

Date: 11/22/1995

Series 24

Date: 4/19/2003

FINRA

Current Firm

AVISO WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVISO WEALTH MANAGEMENT

TRUST BUT VERIFY

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