JN
John J. Navin
AE WEALTH MANAGEMENT
Nashville, TN
Some features on this profile are disabled
CRD#: 2683077
JN
Professional summary
John Joseph Navin, who also goes by John J Navin, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John J Navin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) THE NAVIN GROUP; YES INVESTMENT RELATED; 5110 Maryland Way Suite 250 Brentwood TN 37027; INSURANCE SALES; OWNER; START DATE 09/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) JOHN NAVIN; YES INVESTMENT RELATED; 45016 CENTENNIAL BLVD, SUITE 200, NASHVILLE, TN 37209; BOOK SALES; AUTHOR; START DATE 01/2017; APPROX 1 HRS/MONTH; APPROX 1 HRS/MONTH DURING TRADING; BOOK SALES, AUTHOR OF FINANCIAL BOOK. 3.) RETIRE FIT; NOT INVESTMENT RELATED; 4911 NEBRASKA AVE, NASHVILLE, TN 37209; ONLINE COACHING; OWNER; START DATE 08/2020; APPROX 20 HRS/MONTH; APPROX 20 HRS/MONTH DURING TRADING; LIFE COACHING AND PERSONAL TRAINING FOR PERSONAL AND PHYSICAL GROWTH AND DEVELOPMENT. ECO POSITION: Owner. NATURE: Quarterly coaching program. Bring people in and share the tools needed to be successful. Time block, mental attitude, positive focus, vision, etc. Also, provide community and accountability for participants to complete their individual goals. INVESTMENT RELATED: No. NUMBER OF HOURS: 10. SECURITIES TRADING HOURS: 10. START DATE: 09/15/2022 ADDRESS: 116 47th Ave North, Nashville TN 37209, United States DESCRIPTION: Visionary and possibly speaking at part of a workshop. I wouldn't talk about money, but rather any other topic that has made me successful. 50 FORWARD POSITION: Board Memeber NATURE: At FiftyForward we see and celebrate the differences in every person. Together, we are creating a responsive community that is open, engaged, and accepting of all. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2024 ADDRESS: 8101 Highway 100, Nashville TN 37221, United States DESCRIPTION: Quarterly Board Meeting NASHVILLE WINE ACUTION POSITION: Board Memeber NATURE: The Nashville Wine Auction unites the wine community through world-class fundraising events that fund the fight against cancer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2024 ADDRESS: 3015 Poston Ave Ste 200, Nashville TN 37212, United States DESCRIPTION: Quarterly board meetings. AMERICAN FINANCIAL EDUCATION ALLIANCE POSITION: presenter NATURE: financial education alliance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2025 ADDRESS: 349 Copperfield Blvd NE STE-L #106, Concord NC 28025, United States DESCRIPTION: Presenter
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Navin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2016 - Present
AE WEALTH MANAGEMENT, LLC
Office #2: 5110 Maryland Way Suite 300, Brentwood, TN 37027RIA
CRD#: 282580
Nashville, TN
Past
October 21, 2014 - October 4, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Brentwood, TN
Past
August 14, 2008 - October 23, 2014
TRUSTMONT ADVISORY GROUP, INC.
RIA
CRD#: 106015
FRANKLIN, TN
Past
July 21, 2008 - October 23, 2014
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
ST CHARLES, IL
Past
May 20, 2008 - July 9, 2008
ENVISION INVESTMENT ADVISORS, LLC
RIA
CRD#: 143667
FRANKLIN, TN
Past
July 22, 2005 - April 15, 2008
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
BRENTWOOD, TN
Past
July 22, 2005 - April 15, 2008
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BRENTWOOD, TN
Past
March 14, 2003 - July 25, 2005
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ST CHARLES, IL
Past
February 26, 2003 - July 25, 2005
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
September 20, 2002 - March 3, 2003
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
ST CHARLES, IL
Past
April 20, 2000 - March 3, 2003
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
November 3, 1999 - April 27, 2000
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
April 18, 1996 - November 3, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
November 14, 1995 - April 18, 1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/4/2016)
IAR
Tennessee(10/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
