John G. Bouckaert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Bouckaert was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 41, Series 7, Series 24, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2014 - December 31, 2022
MONERE INVESTMENTS, INC.
December 13, 2013 - July 29, 2014
GAR WOOD SECURITIES, LLC
January 26, 1979 - December 31, 2011
SANCTUARY SECURITIES, INC.
November 22, 1977 - February 19, 1979
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
August 19, 1974 - November 17, 1976
LAMSON BROS. & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 41
Date: 4/11/1981
NYSE Allied Member ExaminationSeries 40
Date: 6/1/1977
Registered Principal ExaminationSeries 12
Date: 4/1/1976
NYSE Branch Manager ExaminationCurrent Firm
MONERE INVESTMENTS, INC.
CRD#: 105487 / SEC#: , 8-52982
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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