Christopher L. Semrod
Professional summary
Christopher Ludvik Semrod, who also goes by Christopher L Semrod, Christopher Ludvik Semrod, is a registered financial advisor currently at SEMROD CAPITAL LLC located in Denver, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ludvik Semrod's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2019 - Present
SEMROD CAPITAL LLC
December 22, 2016 - February 1, 2019
STRATEGIC WEALTH PLANNING
October 24, 2016 - December 22, 2016
RICHFIELD ORION INTERNATIONAL, INC.
November 13, 2015 - December 21, 2015
WADDELL & REED
November 13, 2015 - December 21, 2015
WADDELL & REED
September 14, 2011 - June 10, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2011 - June 10, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 2009 - September 9, 2009
HOWE BARNES HOEFER & ARNETT, INC.
January 17, 2008 - December 31, 2008
REDWOOD CREEK CAPITAL, LLC
January 1, 2006 - December 31, 2007
REDWOOD CREEK CAPITAL, LLC
November 22, 1996 - April 8, 2005
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/12/2019)
Exams
Current Firm
SEMROD CAPITAL LLC
CRD#: 300011 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 16,960,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
