Joseph C. Kung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Chunlor Kung, who also goes by Joseph Chunlor Hung, Chunlor Kung, Kung Lor Kung, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1996. Joseph had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2008 - September 17, 2012
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
August 21, 2002 - March 17, 2004
1ST DISCOUNT BROKERAGE, INC.
August 24, 2000 - March 9, 2012
WHITE PACIFIC SECURITIES, INC.
December 16, 1997 - August 21, 2002
ACUMENT SECURITIES, INC.
December 4, 1996 - January 30, 1998
CAPITAL WORLD SECURITIES CORP
February 15, 1996 - March 6, 1996
SUPPES SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
CRD#: 145768 / SEC#:
Contact information
Red Flags
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