Meredith R. Hayes
Professional summary
Meredith Richardson Hayes, CFP®, who also goes by Meredith R Hayes, Meredith Anne Richardson, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Meredith is registered as a RR (Registered Representative) and started their career in finance in 1996. Meredith has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Meredith Richardson Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2016 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660April 29, 2015 - October 14, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 6, 2014 - March 30, 2015
CEROS FINANCIAL SERVICES, INC.
January 5, 2012 - January 9, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
December 15, 2010 - June 23, 2011
TRANSAMERICA CAPITAL, LLC
November 11, 2008 - October 25, 2010
TRANSAMERICA CAPITAL, LLC
July 14, 2005 - August 13, 2008
VAN KAMPEN ADVISORS INC
July 14, 2005 - August 13, 2008
INVESCO CAPITAL MARKETS, INC.
November 30, 2004 - July 29, 2005
FEDERATED INVESTMENT COUNSELING
January 14, 2004 - July 29, 2005
FEDERATED SECURITIES CORP.
January 4, 1996 - November 14, 2002
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2020)
(1/7/2021)
(7/16/2020)
(7/16/2020)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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