James W. Monson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Monson, who also goes by Jim Monson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - February 10, 2015
CAMPBELL FINANCIAL SERVICES, LLC
January 12, 2012 - April 26, 2012
FIFTH THIRD SECURITIES, INC.
October 20, 2011 - April 26, 2012
FIFTH THIRD SECURITIES, INC.
April 25, 2011 - September 29, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 16, 2009 - March 24, 2011
U.S. SELECT SECURITIES LLC
January 30, 2009 - July 20, 2009
KCD FINANCIAL, INC.
August 15, 2007 - January 7, 2009
RMC CAPITAL MARKETS GROUP, INC
April 24, 2006 - June 7, 2007
GRUBB & ELLIS SECURITIES, INC.
August 5, 2002 - February 16, 2006
WELLS INVESTMENT SECURITIES,INC.
April 7, 1999 - June 20, 2002
PRUDENTIAL EQUITY GROUP, LLC
December 2, 1998 - June 20, 2002
PRUDENTIAL EQUITY GROUP, LLC
July 11, 1996 - November 16, 1998
SECURITIES SERVICE NETWORK, LLC
June 25, 1996 - July 10, 1996
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAMPBELL FINANCIAL SERVICES, LLC
CRD#: 42953 / SEC#: , 8-50119
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
