Paul Roldan

ALLGEN FINANCIAL ADVISORS

Orlando, FL 32801

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CRD#: 2682260

Professional summary

Paul Roldan, CFP® is a registered financial advisor currently at ALLGEN FINANCIAL ADVISORS, INC. located in Orlando, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Paul has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE INTELLIGENT OFFICE, NON-INVESTMENT RELATED. 301 E PINE ST, STE 150 ORLANDO FL 32801. VIRTUAL OFFICE SPACE AND RECEPTIONISTS. CFO/PARTNER. START 11/07. 12 HOURS/MONTH DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Roldan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 1, 2007 - Present

ALLGEN FINANCIAL ADVISORS, INC.

Office #1: 100 W. Lucerne Circle Suite 200, Orlando, FL 32801

RIA

CRD#: 126877

Orlando, FL

Past

May 21, 2009 - December 16, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

ORLANDO, FL

Past

July 1, 2004 - November 29, 2005

HERITAGE FINANCIAL SERVICES, LLC

RIA

CRD#: 130901

WINTER PARK, FL

Past

May 22, 2003 - May 3, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ORLANDO, FL

Past

May 16, 2003 - May 3, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ORLANDO, FL

Past

December 21, 1999 - May 16, 2003

EQUITY SERVICES, INC.

RIA

CRD#: 265

WINTER PARK, FL

Past

December 21, 1999 - May 16, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

August 28, 1996 - December 20, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 28, 1996 - December 20, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

February 21, 1996 - August 26, 1996

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLGEN FINANCIAL ADVISORS, INC.

ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.

CRD#: 126877 / SEC#: 801-80077

RIA

Registered Investment Advisory firm - (7/15/2014 Approved)

Alabama

Registered Investment Advisory firm - (9/18/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/28/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/29/2014 Terminated)

New York

Registered Investment Advisory firm - (8/28/2014 Terminated)

Ohio

Registered Investment Advisory firm - (8/28/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/1/2007)

IAR

Texas
(3/30/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/8/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/29/1999

General Securities Principal Examination

Current Firm

ALLGEN FINANCIAL ADVISORS, INC.

ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.

CRD#: 126877 / SEC#: 801-80077

RIA

Registered Investment Advisory firm - (7/15/2014 Approved)

Alabama

Registered Investment Advisory firm - (9/18/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/28/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/29/2014 Terminated)

New York

Registered Investment Advisory firm - (8/28/2014 Terminated)

Ohio

Registered Investment Advisory firm - (8/28/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2014 Terminated)

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Contact information

Main Address

100 W. Lucerne Circle Suite 200, Orlando, FL 32801

Mailing Address

Phone number

(407) 210-3888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (8/7/2025)

Regulatory assets under management

Total Number of Accounts	2,319
AUM (Assets Under Management)	$ 392,518,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul Roldan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Roldan's CRS (Customer Relationship Summary).

Certified licenses

Experience

QA3 FINANCIAL CORP.

HERITAGE FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

ALLGEN FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/1999

Series 63

Date: 2/26/1996

Series 7

Date: 2/8/1996

Series 24

Date: 11/29/1999

Current Firm

ALLGEN FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLGEN FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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