Forrest R. Hendrickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Forrest Ronald Hendrickson was a registered financial professional .
Forrest is a previously registered financial professional and started their career in finance in 1995. Forrest had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2014 - August 13, 2014
INFINITY FINANCIAL SERVICES
October 4, 2006 - November 14, 2013
GUARDIAN INVESTOR SERVICES LLC
July 27, 2004 - October 6, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
December 17, 2003 - July 12, 2004
CITIGROUP GLOBAL MARKETS INC.
January 9, 2003 - July 12, 2004
CITIGROUP GLOBAL MARKETS INC.
December 4, 2002 - January 13, 2003
E*TRADE SECURITIES LLC
November 8, 2001 - November 29, 2001
A. G. EDWARDS & SONS, INC.
February 23, 1996 - April 18, 2001
TD AMERITRADE, INC.
December 20, 1995 - January 23, 1996
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/28/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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