Ryan A. Fause

PINNACLE ASSOCIATES, LTD.

REDBANK, NJ 07701

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CRD#: 2681929

Professional summary

Ryan Ashley Fause, who also goes by Ryan Fause, is a registered financial advisor currently at PINNACLE ASSOCIATES, LTD. located in Redbank, New Jersey and WITHUM WEALTH MANAGEMENT located in Red Bank, New Jersey.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ryan has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Fause

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

F2 Capital Group and Harbor Capital Group are real estate investment vehicles. Mr. Fause is the owner and managing partner of both vehicles. They were created for personal investment into real estate. It takes up less than 5% of Mr. Fause's time each month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Ashley Fause's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2002 - Present

PINNACLE ASSOCIATES, LTD.

Office #1: 47 Reckless Place, Redbank, NJ 07701

RIA

CRD#: 110631

REDBANK, NJ

Current

September 8, 2011 - Present

WITHUM WEALTH MANAGEMENT

Office #1: 47 Reckless Place, Red Bank, NJ 07701

RIA

CRD#: 158332

Red Bank, NJ

Past

August 14, 2003 - November 8, 2004

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

June 21, 2000 - January 17, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 10, 1999 - July 7, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

March 7, 1997 - January 12, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 14, 1995 - February 27, 1997

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA

Registered Investment Advisory firm - (3/16/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/28/2002)

IAR

Texas
(11/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/25/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/10/1995

General Securities Representative Examination

Current Firm

PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA

Registered Investment Advisory firm - (3/16/1984 Approved)

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Contact information

Main Address

286 Madison Avenue 20th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 652-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE ASSOCIATES LTD. FORM ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	6,429
AUM (Assets Under Management)	$ 9,866,562,515

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/14/2025	Cover Page	Report
01/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan A. Fause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Ashley Fause's CRS (Customer Relationship Summary).

Certified licenses

Experience

WITHUM WEALTH MANAGEMENT

MATRIX CAPITAL GROUP, INC.

CHARLES SCHWAB & CO., INC.

FIRST UNION BROKERAGE SERVICES, INC.

MORGAN STANLEY DW INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

PINNACLE ASSOCIATES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/1997

Series 63

Date: 11/22/1995

Series 31

Date: 4/25/1997

Series 7

Date: 11/10/1995

Current Firm

PINNACLE ASSOCIATES, LTD.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE ASSOCIATES, LTD.

TRUST BUT VERIFY

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