Scott D. Lasky

LIONSHEAD WEALTH MANAGEMENT

New York, NY 10019

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CRD#: 2681791

Professional summary

Scott David Lasky, CFP® is a registered financial advisor currently at LIONSHEAD WEALTH MANAGEMENT, LLC located in New York, New York.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Scott has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIONSHEAD ADVISORY, NOT-INVESTMENT RELATED, 226 HARDENBURGH AVENUE DEMAREST NJ 07627, SALE OF FIXED LIFE INSURANCE, OWNER/MANAGER, JAN 2010, 15 HOURS PER MONTH, ZERO HOURS PER DAY DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Lasky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

February 5, 2019 - Present

LIONSHEAD WEALTH MANAGEMENT, LLC

Office #1: 250 West 55th Street 17th Floor, New York, NY 10019

RIA

CRD#: 288526

New York, NY

Past

August 10, 2015 - July 3, 2017

WILMINGTON CAPITAL SECURITIES, LLC

RIA

CRD#: 133839

New York, NY

Past

August 6, 2015 - July 3, 2017

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839

New York, NY

Past

July 30, 2015 - August 11, 2015

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812

NEW YORK, NY

Past

March 13, 2012 - July 28, 2015

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812

NEW YORK, NY

Past

June 5, 2009 - February 9, 2010

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

DEMAREST, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIONSHEAD WEALTH MANAGEMENT, LLC

CRD#: 288526 / SEC#: 801-110632

RIA

Registered Investment Advisory firm - (5/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/5/2019)

IAR

New York
(8/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/21/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/17/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2012

General Securities Representative Examination

Current Firm

LIONSHEAD WEALTH MANAGEMENT, LLC

CRD#: 288526 / SEC#: 801-110632

RIA

Registered Investment Advisory firm - (5/24/2017 Approved)

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Contact information

Main Address

250 West 55th Street 17th Floor, New York, NY 10019

Mailing Address

Phone number

(212) 967-5466

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIONSHEAD FORM ADV PART 2A (8/28/2025)

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 203,672,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Lasky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Lasky's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILMINGTON CAPITAL SECURITIES, LLC

WILMINGTON CAPITAL SECURITIES, LLC

FOREFRONT CAPITAL MARKETS LLC

FOREFRONT CAPITAL MARKETS LLC

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

LIONSHEAD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/2012

Series 65

Date: 1/17/1996

SIE

Date: 7/3/2017

Series 7

Date: 3/12/2012

Current Firm

LIONSHEAD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIONSHEAD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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