Samuel S. Feehrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Seyfert Feehrer III, AIF®, who also goes by Samuel Feehrer, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1996. Samuel had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2014 - December 31, 2023
CAPITAL ANALYSTS
April 7, 2011 - December 31, 2023
LINCOLN INVESTMENT
November 22, 2007 - December 31, 2023
LINCOLN INVESTMENT
January 11, 2007 - November 16, 2007
GWN SECURITIES INC.
April 21, 2006 - November 16, 2007
GWN SECURITIES INC.
December 1, 2005 - April 18, 2006
METROPOLITAN LIFE INSURANCE COMPANY
December 1, 2005 - April 18, 2006
MSI FINANCIAL SERVICES, INC.
November 9, 1999 - December 31, 2005
CITISTREET EQUITIES LLC
August 5, 1998 - November 3, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 1996 - September 9, 1998
CITISTREET EQUITIES LLC
July 22, 1996 - September 23, 1996
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
