Anthony M. Faiola
Professional summary
Anthony Mario Faiola was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Anthony had worked at 5 firms, which includes LIBERTY STATE WEALTH MANAGEMENT INC., ALTERNATIVE WEALTH STRATEGIES INC., THE INVESTMENT CENTER INC., MUTUAL SERVICE CORPORATION, MONY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2006 - August 23, 2006
LIBERTY STATE WEALTH MANAGEMENT, INC.
May 24, 2006 - August 8, 2006
ALTERNATIVE WEALTH STRATEGIES, INC.
April 3, 2006 - May 23, 2006
THE INVESTMENT CENTER, INC.
April 8, 1997 - May 23, 2006
THE INVESTMENT CENTER, INC.
June 5, 1996 - February 11, 1997
MUTUAL SERVICE CORPORATION
January 26, 1996 - May 20, 1996
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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