BL
Bradley T. Lott
AMERICAN INDEPENDENT SECURITIES GROUP
Troy, MI 48084
Some features on this profile are disabled
CRD#: 2681624
BL
Professional summary
Bradley Thomas Lott is a registered financial advisor currently at AMERICAN INDEPENDENT SECURITIES GROUP, LLC located in Troy, Michigan.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bradley has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Monaco Properties, LLC-RENTAL PROPERTY; INVESTMENT RELATED; ROCHESTER, MI; 100% OWNERSHIP WITH SPOUSE; START DATE 2/1/1999; 0 HOURS PER MONTH; NO DUTIES. 2. Lott Wealth Management LLC, Investment Related; Troy, MI; 100% Sole Ownership; Start Date 6/14/2014; 0 hours per month; DBA for offering investment advice to clients 3. North Financial LLC, aka Invested Financial; Investment Related; Troy MI; I am one of two members; Start Date July 31 2018; DBA for Securities and Advisory Business;0 hours per month; 4. Insurance Agent; located at 2150 Butterfield Drive, STE 200, Troy MI 48084; I am licensed to sell Life, Variable Annuity and Accident/Health Insurance. I will devote approximately 10 hours a month to this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Thomas Lott's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Thomas Lott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 2150 Butterfield Dr Ste 200, Troy, MI 48084RIA
BD
CRD#: 135288
Troy, MI
Current
March 27, 2025 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 2150 Butterfield Dr Ste 200, Troy, MI 48084RIA
BD
CRD#: 135288
Troy, MI
Past
July 17, 2014 - March 28, 2025
L.M. KOHN & COMPANY
RIA
CRD#: 27913
TROY, MI
Past
June 18, 2014 - March 28, 2025
L.M. KOHN & COMPANY
BD
CRD#: 27913
TROY, MI
Past
June 13, 2014 - July 11, 2014
L.M. KOHN & COMPANY
RIA
CRD#: 27913
TROY, MI
Past
October 21, 2011 - June 18, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BIRMINGHAM, MI
Past
August 18, 2011 - September 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BIRMINGHAM, MI
Past
August 18, 2011 - June 18, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BIRMINGHAM, MI
Past
September 28, 2010 - September 7, 2011
MORGAN STANLEY
RIA
CRD#: 149777
TROY, MI
Past
June 1, 2009 - September 7, 2011
MORGAN STANLEY
BD
CRD#: 149777
TROY, MI
Past
January 12, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TROY, MI
Past
November 11, 2002 - January 23, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TROY, MI
Past
October 30, 1998 - January 23, 2007
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
TROY, MI
Past
April 1, 1997 - November 25, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/27/2025)
RR
California(3/27/2025)
RR
Colorado(3/27/2025)
RR
Florida(3/27/2025)
RR
Georgia(4/21/2025)
RR
Hawaii(7/10/2025)
RR
Idaho(4/14/2025)
RR
Illinois(4/24/2025)
RR
Indiana(4/14/2025)
RR
Kansas(3/27/2025)
RR
Kentucky(3/31/2025)
RR
Maryland(3/27/2025)
RR
Michigan(3/27/2025)
IAR
Michigan(3/31/2025)
RR
Minnesota(3/27/2025)
RR
Missouri(3/27/2025)
RR
Montana(3/27/2025)
RR
Nevada(3/27/2025)
RR
New York(3/27/2025)
RR
North Carolina(3/27/2025)
RR
Ohio(3/27/2025)
RR
Oklahoma(3/27/2025)
RR
Oregon(3/27/2025)
RR
South Carolina(3/27/2025)
RR
South Dakota(3/27/2025)
RR
Texas(3/27/2025)
RR
Utah(3/27/2025)
RR
Virginia(3/27/2025)
RR
Washington(3/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
664 S Rivershore Lane Suite 150, Eagle, ID 83616
Mailing Address
Po Box 579, Eagle, ID 83616
Phone number
(208) 489-3131
Established
Idaho since 12/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (49 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 604,888,609 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
