Tate Joseph Kerst
CFP®Professional Summary
Tate Joseph Kerst, CFP® is a registered financial advisor currently at HAND SECURITIES, INC located in Houston, Texas. Tate is registered as a RR (Registered Representative) and started their career in finance in 1996. Tate has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC
Contact Information
Main Address
820 Gessner Ste 1250, Houston, TX 77024Mailing Address
820 Gessner Ste 1250, Houston, TX 77024Phone Number
(713) 460-1000Established
Texas since 02/02/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tate Joseph Kerst's CRS (Customer Relationship Summary).
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