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TF

Troy T. Florence

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CRD#: 2681550
TF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Troy Thomas Florence was a registered financial professional .

Troy is a previously registered financial professional and started their career in finance in 1995. Troy had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 24, 2022 - December 5, 2022

FERGUSON SHAPIRO LLC

RIA
CRD#: 297555
Decatur, GA
Past

April 26, 2018 - November 22, 2022

HELIX CAPITAL, LLC

RIA
CRD#: 171292
DECATUR, GA
Past

February 3, 2017 - April 7, 2021

ARKADIOS CAPITAL

BD
CRD#: 282710
Atlanta, GA
Past

May 21, 2014 - December 31, 2017

HELIX CAPITAL, LLC

RIA
CRD#: 171292
ATLANTA, GA
Past

July 31, 2009 - April 27, 2021

ACG WEALTH INC.

RIA
CRD#: 150419
ATLANTA, GA
Past

July 1, 2009 - August 4, 2009

TRIAD ADVISORS LLC

RIA
CRD#: 25803
ATLANTA, GA
Past

July 1, 2009 - February 9, 2017

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

April 30, 2003 - July 7, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
ATLANTA, GA
Past

June 15, 2001 - July 7, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
ATLANTA, GA
Past

December 22, 1995 - June 18, 2001

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FERGUSON SHAPIRO LLC
FERGUSON SHAPIRO LLC | SHILOH ADVISORS LLC | SHILOH ADVISORS

CRD#: 297555 / SEC#: 801-113581

RIA
Registered Investment Advisory firm - (7/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/4/2001
General Securities Principal Examination

Current Firm

FS
FERGUSON SHAPIRO LLC
FERGUSON SHAPIRO LLC | SHILOH ADVISORS LLC | SHILOH ADVISORS

CRD#: 297555 / SEC#: 801-113581

RIA
Registered Investment Advisory firm - (7/6/2018 Approved)
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Contact information

Main Address
120 N Candler St #2, Decatur, GA 30030
Mailing Address
Phone number
(404) 567-6771
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (8/28/2025)
WRAP FEE PROGRAM BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts968
AUM (Assets Under Management)$ 361,798,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FERGUSON SHAPIRO LLC

CRD#: 297555

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