JF
Joseph R. Fenstermacher
CENTAURUS FINANCIAL
COOOPERSBURG, PA 18036
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CRD#: 2681517
JF
Professional summary
Joseph Ralph Fenstermacher, who also goes by Joseph R Fenstermacher, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Cooopersburg, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph R Fenstermacher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWNER/PARTNER, HEALTH INSURANCE WORX, LLC. 16 S. MAIN STREET, COOPERSBURG, PA 18036. NON INVESTMENT RELATED SINCE 05/2013 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. I SELL INDIVIDUAL AND SMALL GROUP HEALTH INSURANCE. 2. PARTNER, TW COOPER BENEFITS, LLC., 6666 PASSER ROAD, COOPERSBURG, PA 18036. NON INVESTMENT RELATED SINCE 01/2018 AND I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. I OVERSEE 2 LIFE AGENTS AND HEALTH INSURANCE. 3. PRESERVATION WEALTH ADVISORS, NON-INVESTMENT RELATED, 16 S. MAIN STREET, COOPERSBURG, PA 18036, DBA FOR BRANDING PURPOSES, SINCE 9/23/2022. 4. SELF POSITION: Agent NATURE: sell fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2022 ADDRESS: 16 South Main Street, Coopersburg PA 18036, United States DESCRIPTION: sell fixed life insurance and annuities, term insurance and MYGA annuities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Ralph Fenstermacher's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Ralph Fenstermacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16 S. Main Street, Cooopersburg, PA 18036RIA
BD
CRD#: 30833
COOOPERSBURG, PA
Current
June 10, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16 S. Main Street, Cooopersburg, PA 18036RIA
BD
CRD#: 30833
COOOPERSBURG, PA
Past
March 1, 2019 - June 14, 2021
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CENTER VALLEY, PA
Past
March 1, 2019 - June 14, 2021
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CENTER VALLEY, PA
Past
September 4, 2015 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
CENTER VALLEY, PA
Past
May 16, 2007 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
CENTER VALLEY, PA
Past
July 12, 2006 - May 18, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ALLENTOWN, PA
Past
January 1, 2004 - May 18, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ALLENTOWN, PA
Past
August 1, 2000 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
August 31, 1998 - July 17, 2000
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
November 14, 1995 - December 20, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
November 14, 1995 - December 20, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/4/2024)
RR
Delaware(6/14/2021)
RR
Florida(6/10/2021)
RR
Georgia(10/20/2021)
RR
Maryland(5/18/2022)
RR
New Jersey(6/10/2021)
RR
North Carolina(10/18/2022)
RR
Pennsylvania(6/10/2021)
IAR
Pennsylvania(6/10/2021)
RR
South Carolina(6/10/2021)
RR
Virginia(6/12/2024)
RR
West Virginia(4/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Cooopersburg, PA 18036TRUST BUT VERIFY
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