Paul R. Kenworthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Richard Kenworthy, CFP®, who also goes by Kenworthy, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1969. Paul had worked at 7 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1975
Experience
April 6, 2017 - December 31, 2022
SOURCE ADVISORS, LLC
July 31, 1987 - December 5, 1988
CADARET, GRANT & CO., INC.
August 23, 1983 - December 19, 1988
FSC SECURITIES CORPORATION
May 24, 1982 - September 23, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
July 24, 1975 - June 3, 1982
PLANNERS FINANCIAL SERVICES, INC.
May 18, 1972 - September 25, 1975
WADDELL & REED
July 18, 1969 - February 1, 1971
INTERNATIONAL FUND SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/11/1969
Registered Representative ExaminationSeries 40
Date: 3/24/1977
Registered Principal ExaminationCurrent Firm
SOURCE ADVISORS, LLC
CRD#: 282628 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,380,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
