Christian C. Nigro
Professional summary
Christian Croce Nigro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christian is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Christian had worked at 8 firms, which includes GUNNALLEN FINANCIAL INC, VALLEY FORGE SECURITIES INC ., MAGNUM SECURITIES OF NEW YORK INC., DELTA ASSET MANAGEMENT COMPANY LLC, WIN CAPITAL CORP., ROYAL HUTTON SECURITIES CORP., ROSS SECURITIES CORP., RUSSO SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2001 - August 26, 2005
GUNNALLEN FINANCIAL, INC
January 2, 2001 - October 16, 2001
VALLEY FORGE SECURITIES, INC .
August 16, 2000 - December 15, 2000
MAGNUM SECURITIES OF NEW YORK INC.
June 22, 2000 - November 13, 2000
GUNNALLEN FINANCIAL, INC
May 3, 2000 - July 11, 2000
DELTA ASSET MANAGEMENT COMPANY, LLC
April 8, 1999 - May 17, 2000
WIN CAPITAL CORP.
April 1, 1999 - April 8, 1999
WIN CAPITAL CORP.
December 10, 1998 - May 19, 1999
ROYAL HUTTON SECURITIES CORP.
August 21, 1998 - November 28, 1998
ROSS SECURITIES CORP.
December 1, 1997 - August 25, 1998
RUSSO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
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