John N. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Norris Jacobs was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 10 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 72, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 27, Series 4, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2020 - March 22, 2022
HIDDEN ROAD PARTNERS CIV US LLC
September 11, 2018 - September 3, 2019
BOERBOEL CAPITAL LLC
October 6, 2014 - April 12, 2018
OPENBONDX LLC
June 28, 2012 - December 10, 2012
OBD SECURITIES LLC
June 15, 2004 - May 8, 2012
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
November 26, 2003 - June 10, 2004
NEONET SECURITIES, INC.
September 20, 2002 - June 10, 2004
LEXIT CAPITAL, LLC
January 10, 2002 - September 10, 2002
ROBERT R. MEREDITH & CO., INC.
May 14, 1997 - December 4, 2000
COMMERZ MARKETS LLC
November 6, 1995 - April 28, 1997
NEW JAPAN SECURITIES INTERNATIONAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 8
Date: 12/6/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 299659 / SEC#: , 8-70271
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
