Bjorn Forfang
Professional summary
Bjorn Forfang is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Bjorn is registered as a RR (Registered Representative) and started their career in finance in 1995. Bjorn has worked at 4 firms and has passed the Series 63, Series 82TO, Series 17, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bjorn Forfang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003October 19, 2020 - April 25, 2023
GREENWICH CAPITAL PARTNERS, LLC
December 21, 2006 - April 8, 2016
UBS SECURITIES LLC
November 21, 1995 - April 16, 1996
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2023)
(10/10/2023)
(5/10/2023)
(8/5/2025)
(8/14/2025)
(5/10/2023)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 17
Date: 12/20/2006
Limited Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
