Erika L. Berkenhoff

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Edmonds, WA 98020-8442

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CRD#: 2681179

Professional summary

Erika Lynne Berkenhoff, who also goes by Erika Lynne Hill, is a registered financial advisor currently at HARBOUR INVESTMENT MANAGEMENT L.L.C. located in Edmonds, Washington.

Erika is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Erika has worked at 4 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erika Lynne Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erika Lynne Berkenhoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2006 - Present

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Office #1: 152 3rd Ave S Suite 103b, Edmonds, WA 98020-8442

RIA

CRD#: 111166

Edmonds, WA

Past

August 17, 2004 - June 5, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SEATTLE, WA

Past

March 20, 1998 - March 15, 2000

PACIFIC CREST SECURITIES LLC

CRD#: 6619

PORTLAND, OR

Past

January 2, 1997 - June 17, 1997

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR INVESTMENT MANAGEMENT L.L.C.

CRD#: 111166 / SEC#: 801-39540

RIA

Registered Investment Advisory firm - (7/24/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/18/2016)

IAR

Texas
(4/28/2015)

IAR

Washington
(7/3/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 9/7/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 9/7/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/16/2004

General Securities Representative Examination

Current Firm

HARBOUR INVESTMENT MANAGEMENT L.L.C.

CRD#: 111166 / SEC#: 801-39540

RIA

Registered Investment Advisory firm - (7/24/1991 Approved)

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Contact information

Main Address

152 3rd Ave S Suite 103b, Edmonds, WA 98020-8442

Mailing Address

Phone number

(425) 742-1557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 470,591,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erika L. Berkenhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erika Lynne Berkenhoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO INVESTMENTS, LLC

PACIFIC CREST SECURITIES LLC

DAIN RAUSCHER INCORPORATED

Primary Firm SEC Registration

HARBOUR INVESTMENT MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/1996

Series 86

Date: 9/7/2004

Series 87

Date: 9/7/2004

Series 7

Date: 8/16/2004

Current Firm

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR INVESTMENT MANAGEMENT L.L.C.

TRUST BUT VERIFY

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