CH
Claire D. Hart
NATIONAL WEALTH MANAGEMENT GROUP
Coconut Creek, FL 33073
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CRD#: 2681116
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Professional summary
Claire Delaney Hart, who also goes by Claire Wells Delaney, is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Coconut Creek, Florida and LPL FINANCIAL LLC located in Coconut Creek, Florida.
Claire is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Claire has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Claire Wells Delaney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/6/2018 - Non-Variable Insurance - Hart Asset Management LLC - 5% - 11635 NW 47th Court Coral Springs FL 33076 2) 11/6/2018 - DBA for LPL Business (entity for LPL business) - Hart Asset Management LLC - 100% - 11635 NW 47th Court Coral Springs FL 33076 3) 1/18/2019 - Alpina Financial Consultants, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/06/2018 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 3/13/2023 - Independent Brokerage Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/08/2023 - 4 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Claire Delaney Hart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2019 - Present
NATIONAL WEALTH MANAGEMENT GROUP, LLC
Office #1: 4171 West Hillsboro Blvd Suite 4, Coconut Creek, FL 33073RIA
CRD#: 174883
Coconut Creek, FL
Current
November 6, 2018 - Present
LPL FINANCIAL LLC
Office #1: 4171 W Hillsboro Blvd Suite 4, Coconut Creek, FL 33073RIA
BD
CRD#: 6413
Coconut Creek, FL
Past
August 12, 2019 - December 31, 2021
NATIONAL WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 174883
Coconut Creek, FL
Past
November 7, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 9, 2016 - November 8, 2018
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Boca Raton, FL
Past
May 4, 2016 - November 8, 2018
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Boca Raton, FL
Past
September 18, 2015 - May 2, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BOCA RATON, FL
Past
June 17, 2015 - May 2, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BOCA RATON, FL
Past
October 13, 2014 - June 29, 2015
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
Coral Springs, FL
Past
October 10, 2014 - June 29, 2015
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
Coral Springs, FL
Past
January 14, 2014 - October 10, 2014
WALL STREET FINANCIAL GROUP, INC.
RIA
CRD#: 35830
Coral Springs, FL
Past
May 28, 2004 - October 10, 2014
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
Coral Springs, FL
Past
October 2, 2001 - May 28, 2004
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
September 29, 2001 - October 1, 2001
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
January 17, 2001 - November 19, 2013
HART ASSET MANAGEMENT
RIA
CRD#: 141327
COCONUT CREEK, FL
Past
January 8, 2001 - November 1, 2001
EISNER SECURITIES, INC.
BD
CRD#: 40585
ST. LOUIS, MO
Past
April 29, 1999 - January 11, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
August 19, 1998 - December 14, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
October 8, 1996 - September 9, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2024)
RR
Alaska(4/17/2025)
RR
Arizona(2/2/2024)
RR
Arkansas(4/17/2025)
RR
California(2/2/2024)
RR
Colorado(4/17/2025)
RR
Connecticut(1/14/2019)
RR
Delaware(2/2/2024)
RR
Florida(11/7/2018)
IAR
Florida(8/12/2019)
RR
Georgia(12/5/2018)
RR
Hawaii(4/17/2025)
RR
Idaho(4/17/2025)
RR
Illinois(2/2/2024)
RR
Indiana(2/2/2024)
RR
Iowa(4/17/2025)
RR
Kansas(4/17/2025)
RR
Kentucky(2/2/2024)
RR
Louisiana(4/17/2025)
RR
Maryland(4/17/2025)
RR
Massachusetts(2/2/2024)
RR
Michigan(2/2/2024)
RR
Minnesota(4/17/2025)
RR
Mississippi(2/2/2024)
RR
Missouri(2/2/2024)
RR
Nebraska(4/17/2025)
RR
Nevada(2/2/2024)
RR
New Hampshire(4/17/2025)
RR
New Jersey(2/2/2024)
RR
New Mexico(4/17/2025)
RR
New York(11/6/2018)
RR
North Carolina(2/5/2024)
RR
Ohio(2/2/2024)
RR
Oklahoma(4/17/2025)
RR
Oregon(4/17/2025)
RR
Pennsylvania(11/6/2018)
RR
South Carolina(1/15/2019)
RR
South Dakota(4/17/2025)
RR
Tennessee(9/19/2024)
RR
Texas(11/6/2018)
IAR
Texas(1/5/2022)
RR
Utah(4/17/2025)
RR
Vermont(2/2/2024)
RR
Virginia(4/17/2025)
RR
Washington(2/2/2024)
RR
West Virginia(4/17/2025)
RR
Wisconsin(2/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883Coconut Creek, FL 33073TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
