Jaclyn S. Pappalardo

BKM WEALTH MANAGEMENT

Brookfield, WI 53045

Some features on this profile are disabled

CRD#: 2680937

Professional summary

Jaclyn Sue Pappalardo, who also goes by Jaclyn Pappalardo, Jaclyn Sue Schroeder, is a registered financial advisor currently at BKM WEALTH MANAGEMENT located in Brookfield, Wisconsin.

Jaclyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jaclyn has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaclyn Pappalardo | Jaclyn Sue Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael and Bonnie Schroeder Irrevocable Trust Trustee Wauwatosa, WI Start Date: March 9, 2023 Investment Related Devotes 1 hour per month, not during securities trading hours. Duties include carrying out the terms of the Trust, managing assets held in the Trust and handle day-to-day financial matters.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaclyn Sue Pappalardo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2023 - Present

BKM WEALTH MANAGEMENT

Office #1: 20300 Water Tower Boulevard, Suite 250, Brookfield, WI 53045

RIA

CRD#: 323928

Brookfield, WI

Past

May 1, 2020 - March 6, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BROOKFIELD, WI

Past

May 1, 2020 - March 6, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BROOKFIELD, WI

Past

February 13, 2009 - May 1, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAUKESHA, WI

Past

February 13, 2009 - May 1, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAUKESHA, WI

Past

April 2, 2007 - February 17, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WAUWATOSA, WI

Past

April 2, 2007 - February 17, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WAUWATOSA, WI

Past

October 25, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WAUWATOSA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BKM WEALTH MANAGEMENT

BKM WEALTH MANAGEMENT | BKM WEALTH MANAGEMENT, LLC

CRD#: 323928 / SEC#: 801-127026

RIA

Registered Investment Advisory firm - (12/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/30/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/24/2000

General Securities Representative Examination

Current Firm

BKM WEALTH MANAGEMENT

BKM WEALTH MANAGEMENT | BKM WEALTH MANAGEMENT, LLC

CRD#: 323928 / SEC#: 801-127026

RIA

Registered Investment Advisory firm - (12/9/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20300 Water Tower Boulevard, Suite 250, Brookfield, WI 53045

Mailing Address

Phone number

(262) 955-7147

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BKM ADV PART 2A (5/9/2025)

BKM ADV PART 2A- APPENDIX 1 (1/30/2025)

Regulatory assets under management

Total Number of Accounts	1,934
AUM (Assets Under Management)	$ 582,015,571

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jaclyn S. Pappalardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaclyn Sue Pappalardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BKM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2007

Series 63

Date: 1/16/2001

SIE

Date: 10/1/2018

Series 31

Date: 11/30/2007

Series 7

Date: 10/24/2000

Current Firm

BKM WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BKM WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors