William K. Weese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Kipfer Weese, who also goes by Kip Weese, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2021 - September 8, 2023
FNEX CAPITAL, LLC
July 23, 2020 - September 8, 2023
F/M INVESTMENTS LLC
December 16, 2013 - June 22, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
November 4, 2013 - August 26, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
January 18, 2012 - December 31, 2012
INSTITUTIONAL MANAGER RESOURCE LLC
August 30, 2005 - September 6, 2011
PORTFOLIO BROKERAGE SERVICES, INC.
October 7, 2003 - January 25, 2005
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 10, 2000 - September 8, 2003
NATIXIS DISTRIBUTION, LLC
April 11, 1997 - August 10, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
February 13, 1996 - April 11, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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