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RR

Rocco A. Ranieri

THE LONDON COMPANY OF VIRGINIA
Richmond, VA 23226
Some features on this profile are disabled
CRD#: 2680742
RR

Professional summary

Rocco Anthony Ranieri is a registered financial advisor currently at THE LONDON COMPANY OF VIRGINIA located in Richmond, Virginia.

Rocco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Rocco has worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rocco Anthony Ranieri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2020 - Present

THE LONDON COMPANY OF VIRGINIA

Office #1: 1800 Bayberry Court, Suite 301, Richmond, VA 23226
RIA
CRD#: 106654
Richmond, VA
Past

January 16, 2003 - May 4, 2020

HARBOR FUNDS DISTRIBUTORS, INC.

BD
CRD#: 113506
BOSTON, MA
Past

April 16, 1998 - January 9, 2003

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

February 5, 1996 - March 23, 1998

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

BD
CRD#: 17580
BOSTON, MA
Past

November 24, 1995 - January 16, 1996

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
THE LONDON COMPANY OF VIRGINIA
GODDARD CAPITAL MANAGEMENT | THE LONDON COMPANY OF VIRGINIA, LLC | THE LONDON COMPANY OF VIRGINIA | THE LONDON COMPANY | LONDON CO OF VIRGINIA

CRD#: 106654 / SEC#: 801-46604

RIA
Registered Investment Advisory firm - (6/13/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(10/27/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/7/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/5/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/22/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/5/2022
General Securities Principal Examination

Current Firm

TL
THE LONDON COMPANY OF VIRGINIA
GODDARD CAPITAL MANAGEMENT | THE LONDON COMPANY OF VIRGINIA, LLC | THE LONDON COMPANY OF VIRGINIA | THE LONDON COMPANY | LONDON CO OF VIRGINIA

CRD#: 106654 / SEC#: 801-46604

RIA
Registered Investment Advisory firm - (6/13/1994 Approved)
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Contact information

Main Address
1800 Bayberry Court, Suite 301, Richmond, VA 23226
Mailing Address
Phone number
(804) 775-0317
Established
Firm type
Fiscal year end
# of Employees
51

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LONDON FORM ADV - PART 2 (3/19/2025)

Regulatory assets under management

Total Number of Accounts7,024
AUM (Assets Under Management)$ 16,008,686,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LONDON COMPANY OF VIRGINIA

CRD#: 106654Richmond, VA 23226

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