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MT

Michael D. Turvey

SOLTIS INVESTMENT ADVISORS
Salt Lake City, UT 84101
CRD#: 2680710
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MT
Michael David TurveySOLTIS INVESTMENT ADVISORS

Professional summary

Michael David Turvey, CFP® is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in Salt Lake City, Utah.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Turvey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

April 23, 2026 - Present

SOLTIS INVESTMENT ADVISORS, LLC

Office #1: 222 S. Main, Ste. 1776, Salt Lake City, UT 84101
RIA
CRD#: 154690
Salt Lake City, UT
Past

September 12, 2021 - May 5, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

March 9, 2015 - December 31, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

November 6, 2008 - December 31, 2009

THINKORSWIM ADVISORS, INC.

RIA
CRD#: 111046
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA
Registered Investment Advisory firm - (9/20/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(4/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/9/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/11/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/25/2022
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/6/2021
General Securities Principal Examination

Current Firm

SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA
Registered Investment Advisory firm - (9/20/2010 Approved)
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Contact information

Main Address
20 North Main Suite 400, St. George, UT 84770
Mailing Address
Phone number
(435) 674-1600
Established
Firm type
Fiscal year end
# of Employees
95

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOLTIS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,499
AUM (Assets Under Management)$ 8,352,553,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690Salt Lake City, UT 84101

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