Margaret A. Wilbur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ann Wilbur, who also goes by Maggie Wilbur, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1996. Margaret had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2009 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 28, 2004 - May 25, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 10, 2000 - January 17, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 8, 2000 - January 17, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 28, 1998 - July 13, 2000
INVESTMENT CENTERS OF AMERICA, INC.
February 9, 1998 - July 12, 2000
INVEST FINANCIAL CORPORATION
January 29, 1997 - February 13, 1998
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
January 11, 1996 - September 30, 1996
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, INC.
CRD#: 3600 / SEC#: , 8-13621
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | OWNER | |
| CHUANG, GEORGE CHUWANG | PRESIDENT, DIRECTOR | 3162477 |
| CHUANG, GEORGE CHUWANG | SENIOR VICE PRESIDENT & TREASURER | 3162477 |
| FLEWELLEN, JAMES MARTIN | DIRECTOR | 1574411 |
| GOK, LISA ANNE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 5059738 |
| KILBANE, KENNETH PATRICK | DIRECTOR | 3187382 |
| PERRY, KAREN BARNETT | VICE PRESIDENT | 3035933 |
| RIDER, KERRY KEARNS | SECRETARY | 2166195 |
| TATE, WILLIAM HARTWELL | DIRECTOR | 1761315 |
| TRIVERS, DAN SHANE | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | 1948553 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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