Michael G. Otting
Professional summary
Michael George Otting is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Cascade, Iowa and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael George Otting's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 31, 2019 - November 29, 2020
PRUDENTIAL SELECT STRATEGIES LLC
September 7, 2012 - December 31, 2018
GLOBAL PORTFOLIO STRATEGIES, INC.
September 7, 2012 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 27, 2007 - June 15, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
March 6, 2006 - June 15, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 23, 2001 - March 23, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
March 4, 1997 - December 17, 1997
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 1, 1996 - March 5, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
