Scott J. Redler
Professional summary
Scott Jason Redler JR, who also goes by Scott Jason Redler, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Jason Redler JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2011 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005Office #2: 348 Millburn Avenue, Millburn, NJ 07041April 20, 2006 - September 27, 2007
WHEATLEY CAPITAL SERIES FUND LLC
January 15, 2003 - June 11, 2003
CONTINENTAL BROKER-DEALER CORP.
March 12, 1998 - October 30, 1998
JOSEPHTHAL & CO., INC.
November 17, 1995 - March 10, 1998
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
