John M. Randall

FINANCIAL MANAGEMENT NETWORK

Cedar park, TX

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CRD#: 2680441

Professional summary

John Michael Randall, who also goes by John Michael Randall, Randy Randall, John M Randall, is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Cedar Park, Texas and INTEGRITY ALLIANCE, LLC. located in Urbandale, Iowa.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 13 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Michael Randall | Randy Randall | John M Randall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME: Red Oak Compliance INV REL: N ADD: 1320 Arrow Point Dr. # 411, Cedar Park TX 78613 NATURE: BD & IA Compliance POSITION: Compliance Consulting START DATE: 03/2013 NO. HR/MO: 113 NO. HR/MO DURING SEC TRADING: 113 DESCRIBE DUTIES: adverting, review, email supervision, monthly reports including cash transaction , ETC. 2)NAME: Brokers International Financial Services, LLC INV REL: N ADD: 4135 NW Urbandale Dr., Urbandale, IA 50322 NATURE: Advertising review, email supervision POSITION: Advertising analyst/Email supervisor START DATE: 01/2015 NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, email supervision, social media & websites 3)NAME: MassMutual; INV REL: N NATURE: Advertising review, POSITION: Advertising analyst, START DATE: 04/2018, NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, social media & websites 4)NAME: MML Investor Services, LLC; INV REL: N NATURE: Advertising review, POSITION: Advertising analyst, START DATE: 06/2018, NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, social media & websites 5)NAME: Bridge Street Securities; INV REL: N NATURE: Advertising review, email supervision POSITION: Advertising analyst/Email supervisor START DATE: 05/2021 NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, email supervision, social media & websites Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Randall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2019 - Present

FINANCIAL MANAGEMENT NETWORK INC

RIA

CRD#: 110454

Cedar park, TX

Current

January 2, 2015 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 4135 Nw Urbandale Dr, Urbandale, IA 50322

RIA

CRD#: 139627

Urbandale, IA

Current

August 15, 2023 - Present

BRIDGE STREET SECURITIES, LLC

Office #1: 535 Mission Street 14th Floor, San Francisco, CA 94105

CRD#: 152109

San Francisco, CA

Past

November 30, 2021 - December 31, 2022

STONEX FINANCIAL INC.

CRD#: 45993

WINTER PARK, FL

Past

May 3, 2021 - June 2, 2023

BRIDGE STREET SECURITIES, LLC

CRD#: 152109

SAN FRANCISCO, CA

Past

June 20, 2018 - January 22, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Cedar Park, TX

Past

September 17, 2015 - July 19, 2017

STASH INVEST

RIA

CRD#: 226550

CEDAR PARK, TX

Past

March 10, 2015 - June 30, 2015

JCN FINANCIAL & TAX ADVISORY GROUP, LLC

RIA

CRD#: 174358

BATON ROUGE, LA

Past

September 24, 2014 - December 10, 2014

AUSTIN WEALTH MANAGEMENT, LLC

RIA

CRD#: 172793

AUSTIN, TX

Past

May 21, 2014 - September 22, 2016

SALT SPRAY CAPITAL

CRD#: 149675

AUSTIN, TX

Past

January 3, 2012 - February 21, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

September 23, 2005 - February 21, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

June 12, 2001 - December 9, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

January 17, 1996 - June 26, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 17, 1996 - June 26, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL MANAGEMENT NETWORK INC

FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.

CRD#: 110454 / SEC#: 801-40473

RIA

Registered Investment Advisory firm - (12/31/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 8/15/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/11/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL MANAGEMENT NETWORK INC

FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.

CRD#: 110454 / SEC#: 801-40473

RIA

Registered Investment Advisory firm - (12/31/1991 Approved)

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Contact information

Main Address

26041 Acero, Mission Viejo, CA 92691

Mailing Address

Phone number

(949) 455-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMN ADV PART 2 BROCHURE - DECEMBER 2024 (12/18/2024)

Regulatory assets under management

Total Number of Accounts	4,200
AUM (Assets Under Management)	$ 1,796,671,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

BRIDGE STREET SECURITIES, LLC

STONEX FINANCIAL INC.

BRIDGE STREET SECURITIES, LLC

MML INVESTORS SERVICES, LLC

STASH INVEST

JCN FINANCIAL & TAX ADVISORY GROUP, LLC

AUSTIN WEALTH MANAGEMENT, LLC

SALT SPRAY CAPITAL

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

INVESCO DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FINANCIAL MANAGEMENT NETWORK INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2011

Series 63

Date: 1/31/1996

Series 82TO

Date: 8/15/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2006

Series 6

Date: 6/11/2001

Series 24

Date: 6/29/2007

FINRA

Current Firm

FINANCIAL MANAGEMENT NETWORK INC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL MANAGEMENT NETWORK INC

TRUST BUT VERIFY

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