Roger J. Luznar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Joseph Luznar was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1996. Roger had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 1996 - October 31, 2013
PORTFOLIO MANAGEMENT & RESEARCH, INC.
October 17, 1996 - December 31, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PORTFOLIO MANAGEMENT & RESEARCH, INC.
CRD#: 141667 / SEC#:
Contact information
Red Flags
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