AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DD

David Richard Delibro

COREBRIDGE CAPITAL SERVICES
HOUSTON, TX
·CRD# 2680325·30 years experience

Professional Summary

David Richard Delibro is a registered financial advisor currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas. David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
View profile
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Years of Experience

30 years in the financial services industry

Current & Past Employments

COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
2929 Allen Parkway, Houston, TX 77019
April 1, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Houston, TX
April 14, 2014 - August 12, 2024
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
April 8, 2014 - August 12, 2024
AST INVESTMENT SERVICES, INC.·CRD# 108897
RIA
Shelton, CT
March 20, 2006 - July 22, 2013
AMERICAN SKANDIA ADVISORY SERVICES, INC.·CRD# 109211
RIA
Shelton, CT
March 12, 2003 - March 24, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
February 29, 1996 - July 22, 2013

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.

AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Phone Number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN GENERAL LIFE INSURANCE COMPANYSHAREHOLDER—
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event

1

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: Trumbull Little League. START DATE: 1/1/19. INVESTMENT RELATED: No. ADDRESS: Trumbull, CT. POSITION/TITLES: Co-Director of Fundraising & Sponsorship. DUTIES: Work with 2 other board members to coordinate sponsorships and fundraising for the 2019 little league baseball season. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO ACTIVITY DURING NON-BUSINESS HOURS: 4 hrs. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO ACTIVITY DURING BUSINESS HOURS: None. TRUMBULL VOLUNTEER FIRE COMPANY NO. 1 INC. POSITION: Driver NATURE: On occasion outside of working hours, I would drive fire apparatus to emergencies to help supportmy local community as qualified drivers are in short supply. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2020 ADDRESS: 860 White Plains Road, Trumbull CT 06611, United States DESCRIPTION: Driver

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/1/2014)
RR
Alaska
(4/1/2014)
RR
Arizona
(4/1/2014)
RR
Arkansas
(4/1/2014)
RR
California
(4/1/2014)
RR
Colorado
(4/1/2014)
RR
Connecticut
(4/1/2014)
RR
Delaware
(4/1/2014)
RR
District of Columbia
(4/1/2014)
RR
Florida
(4/1/2014)
RR
Georgia
(4/1/2014)
RR
Hawaii
(4/1/2014)
RR
Idaho
(4/1/2014)
RR
Illinois
(4/1/2014)
RR
Indiana
(4/1/2014)
RR
Iowa
(4/1/2014)
RR
Kansas
(4/1/2014)
RR
Kentucky
(4/1/2014)
RR
Louisiana
(4/1/2014)
RR
Maine
(4/1/2014)
RR
Maryland
(4/1/2014)
RR
Massachusetts
(4/1/2014)
RR
Michigan
(4/1/2014)
RR
Minnesota
(4/1/2014)
RR
Mississippi
(4/1/2014)
RR
Missouri
(4/1/2014)
RR
Montana
(4/1/2014)
RR
Nebraska
(4/1/2014)
RR
Nevada
(4/1/2014)
RR
New Hampshire
(4/1/2014)
RR
New Jersey
(4/1/2014)
RR
New Mexico
(4/1/2014)
RR
New York
(4/1/2014)
RR
North Carolina
(4/2/2014)
RR
North Dakota
(4/1/2014)
RR
Ohio
(4/1/2014)
RR
Oklahoma
(4/1/2014)
RR
Oregon
(4/1/2014)
RR
Pennsylvania
(4/1/2014)
RR
Rhode Island
(4/1/2014)
RR
South Carolina
(4/1/2014)
RR
South Dakota
(4/1/2014)
RR
Tennessee
(4/1/2014)
RR
Texas
(4/1/2014)
RR
Utah
(4/1/2014)
RR
Vermont
(4/1/2014)
RR
Virginia
(4/1/2014)
RR
Washington
(4/1/2014)
RR
West Virginia
(4/1/2014)
RR
Wisconsin
(4/1/2014)
RR
Wyoming
(4/1/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1996About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2003About the Series 26 exam
FINRA
SRO Registrations

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view David Richard Delibro's CRS (Customer Relationship Summary).

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#
DD
Follow David
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required