Richard D. Connett

INTEGRITY WEALTH PARTNERS

Walnut Creek, CA 94596

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CRD#: 2680263

Professional summary

Richard David Connett, CFP®, who also goes by Rick Connett, is a registered financial advisor currently at INTEGRITY WEALTH PARTNERS, LLC located in Walnut Creek, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Connett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED LIFE INSURANCE AGENT; CA RESIDENT PRODUCER (LIFE-ONLY, ACCIDENT AND HEALTH, VARIABLE CONTRACTS); INVESTMENT-RELATED; 1320 MT. DIABLO BLVD. SUITE 200, WALNUT CREEK, CA 94596; INDEPENDENT INSURANCE AGENT/BROKER; LICENSES ORIGINALLY ISSUED ON 04/22/1996.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard David Connett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

April 27, 2021 - Present

INTEGRITY WEALTH PARTNERS, LLC

Office #1: 1320 Mt. Diablo Blvd. Suite 200, Walnut Creek, CA 94596

RIA

CRD#: 167314

Walnut Creek, CA

Past

October 5, 2009 - April 27, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WALNUT CREEK, CA

Past

October 5, 2009 - April 27, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WALNUT CREEK, CA

Past

December 1, 2006 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

WALNUT CREEK, CA

Past

December 1, 2006 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

WALNUT CREEK, CA

Past

July 8, 1997 - December 8, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISCO, CA

Past

December 15, 1995 - December 8, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY WEALTH PARTNERS, LLC

BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT LLC | INTEGRITY WEALTH PARTNERS, LLC | BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC

CRD#: 167314 / SEC#: 801-77910

RIA

Registered Investment Advisory firm - (4/19/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/16/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/14/1995

General Securities Representative Examination

Current Firm

INTEGRITY WEALTH PARTNERS, LLC

BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT LLC | INTEGRITY WEALTH PARTNERS, LLC | BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC

CRD#: 167314 / SEC#: 801-77910

RIA

Registered Investment Advisory firm - (4/19/2013 Approved)

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Contact information

Main Address

1320 Mt. Diablo Blvd. Suite 200, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 300-3222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A | FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 171,057,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard D. Connett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard David Connett's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INTEGRITY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2007

Series 63

Date: 1/19/1996

SIE

Date: 10/1/2018

Series 31

Date: 7/16/2008

Series 7

Date: 12/14/1995

Current Firm

INTEGRITY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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