Suzanne R. Preuss
Professional summary
Suzanne Renee Preuss was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Suzanne is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Suzanne had worked at 2 firms, which includes ROWE & COMPANY INC., CAPITAL BROKERAGE CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1998 - December 14, 2001
ROWE & COMPANY, INC.
November 16, 1995 - August 25, 1997
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ROWE & COMPANY, INC.
CRD#: 7723 / SEC#: , 8-23254
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROWE, FREDERICK EARLE JR | PRESIDENT, DIRECTOR, TREASURER, SECRETARY (11/1982) | 406088 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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