Paula L. Christian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Lynne Christian was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 1995. Paula had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2018 - December 17, 2019
FINANCIAL PLANNING ADVISORS INC.
February 5, 2016 - July 8, 2020
LPL FINANCIAL LLC
February 25, 2009 - July 27, 2020
VAN REED WEALTH MANAGEMENT LLC
August 15, 2007 - December 31, 2010
GENEOS WEALTH MANAGEMENT, INC.
August 15, 2007 - January 11, 2016
GENEOS WEALTH MANAGEMENT, INC.
January 31, 1997 - August 22, 2007
OSAIC WEALTH, INC.
November 15, 1995 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNING ADVISORS INC.
CRD#: 121691 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 105,011,173 |
Red Flags
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