Stephan Aiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephan Aiello was a registered financial professional .
Stephan is a previously registered financial professional and started their career in finance in 1995. Stephan had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1997 - August 10, 1998
J.P. TURNER & COMPANY, L.L.C.
January 15, 1997 - August 12, 1997
ARGENT SECURITIES, INC.
October 21, 1996 - November 25, 1996
FIRST UNITED EQUITIES CORPORATION
May 22, 1996 - June 17, 1996
DANALLEN INVESTMENT GROUP INC.
January 12, 1996 - March 25, 1997
INVESTORS ASSOCIATES, INC.
August 11, 1995 - October 19, 1995
LCP CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
