John C. Hurkala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Hurkala, who also goes by John Hurkala, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2020 - January 4, 2021
GTS SECURITIES LLC
September 8, 2020 - December 10, 2020
MISCHLER FINANCIAL GROUP, INC.
December 3, 2018 - November 29, 2019
BTIG, LLC
August 28, 2017 - October 3, 2018
CANACCORD GENUITY LLC
June 2, 2015 - August 30, 2017
AUERBACH GRAYSON & COMPANY LLC
August 8, 2013 - August 30, 2013
UBS SECURITIES LLC
October 15, 2007 - July 25, 2013
SANFORD C. BERNSTEIN & CO., LLC
February 14, 2005 - February 16, 2006
J.P. MORGAN SECURITIES LLC
June 29, 2004 - March 2, 2005
FIDELITY BROKERAGE SERVICES LLC
February 23, 1999 - March 2, 2005
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
