Harry A. Kenning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Anthony Kenning JR, who also goes by Pete Kenning, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1972. Harry had worked at 8 firms and has passed the Series 63, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 28, 1984 - December 13, 1989
H.A. KENNING INVESTMENTS,INC.
October 4, 1983 - December 13, 1983
VOYAGER FINANCIAL SERVICES INC.
November 9, 1981 - June 30, 1983
J.C. BRADFORD & CO.
February 6, 1981 - October 5, 1981
PRUDENTIAL EQUITY GROUP, LLC
June 24, 1980 - March 3, 1981
DREXEL BURNHAM LAMBERT INCORPORATED
April 5, 1979 - May 1, 1980
CIBC WORLD MARKETS CORP.
May 9, 1974 - September 11, 1977
E. F. HUTTON & COMPANY INC
July 25, 1973 - May 24, 1974
CITIGROUP GLOBAL MARKETS INC.
October 24, 1972 - August 16, 1973
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/12/1972
Registered Representative ExaminationCurrent Firm
H.A. KENNING INVESTMENTS,INC.
CRD#: 14923 / SEC#: , 8-31623
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
